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We offer comprehensive regulatory support for the establishment of a Swiss financial intermediary regulated through membership in a recognised Self-Regulatory Organisation (SRO). This solution is designed for clients seeking a credible, compliant Swiss AML-regulated structure, without the complexity of obtaining a full FINMA licence.
Our regulatory team manages the process from initial structuring through SRO onboarding and operational readiness, providing a streamlined and transparent pathway into the Swiss regulated financial environment.
Under Swiss law, financial intermediaries that are not directly supervised by FINMA are regulated pursuant to the Anti-Money Laundering Act (AMLA) through membership in an approved Self-Regulatory Organisation (SRO).
SROs are officially recognised supervisory bodies responsible for:
Membership in an SRO enables a company to operate as a regulated financial intermediary in Switzerland, subject to ongoing supervision, reporting, and audit obligations.
Depending on the proposed business model and regulatory assessment, an SRO-regulated entity may typically engage in:
The final scope of activities is confirmed during the SRO onboarding process.
Our regulatory team provides end-to-end support, including:
This approach ensures a compliant, efficient, and regulator-aligned setup.
If you are considering a Swiss-regulated structure, we would be pleased to discuss how an SRO-regulated entity can support your business objectives.
Please contact us to arrange a confidential consultation with our regulatory specialists. We will review your intended activities, confirm eligibility, and outline the regulatory pathway, documentation requirements, and indicative timeline.
We look forward to supporting you.
