For Sale: A licensed Australian Financial Services Licence (AFSL) providing comprehensive authorisations to operate a financial services business in Australia.
This licence is suitable for entities seeking to establish or expand operations in the FX, derivatives, and financial advisory sectors for both retail and wholesale clients.
Licence Authorisations
This AFSL authorises the licensee to:
(a) Provide general financial product advice for the following classes of financial products:
- Deposit and payment products limited to basic deposit products
- Derivatives
- Foreign exchange contracts
(b) Deal in a financial product by:
- Issuing, applying for, acquiring, varying, or disposing of a financial product in relation to:
- Derivatives
- Foreign exchange contracts
- Applying for, acquiring, varying, or disposing of a financial product on behalf of another person in relation to:
- Deposit and payment products (basic deposit products)
- Derivatives
- Foreign exchange contracts
(c) Make a market for the following financial products:
- Foreign exchange contracts
- Derivatives
Client Base: Authorised to service both retail and wholesale clients
Key Details
- Jurisdiction: Australia
- Regulator: Australian Securities and Investments Commission (ASIC)
- Authorisations: FX, derivatives, deposit and payment products
- Client Scope: Retail and wholesale clients
- Number of Key Persons: 1
- Number of Responsible Managers: 3
- Proposed Responsible Manager: Available upon request
- Assets Included: Licence only
Highlights
- Fully licensed AFSL structure, compliant and ready for immediate transfer
- Covers general advice, dealing, and market-making in key financial products
- Suitable for FX, derivatives, and investment service providers
- Enables both retail and wholesale financial operations
- Professional Responsible Manager team in place for continuity
Next Steps:
