AUSTRALIA – ASIC LICENSED AFSL | FINANCIAL PRODUCT ADVICE and DEALING | RETAIL & WHOLESALE

AUSTRALIA – ASIC LICENSED AFSL | FINANCIAL PRODUCT ADVICE & DEALING | RETAIL & WHOLESALE

We are pleased to present an Australian Financial Services Licence (AFSL) authorised by the Australian Securities and Investments Commission (ASIC), now available for acquisition.

The licence permits both financial product advice and dealing activities across a broad range of financial instruments, authorised for retail and wholesale clients, making it suitable for investment firms, brokers, fintechs, and financial services providers seeking regulated market entry in Australia.

Key Highlights

Jurisdiction: Australia

Regulator: Australian Securities and Investments Commission (ASIC)

Licence Type: Australian Financial Services Licence (AFSL)

Client Types: Retail and Wholesale

Status: Active (subject to standard change-of-control approval)

Authorised Activities

1. Financial Product Advice

Authorised to provide general financial product advice in relation to:

Derivatives
Foreign exchange contracts
Managed investment schemes (excluding IDPS)
Securities

2. Dealing in Financial Products

2.1 Deal – Principal (Limited Scope)

Authorised to issue, apply for, acquire, vary, or dispose of:

Derivatives (limited to hedging purposes)
Foreign exchange contracts (limited to hedging purposes)

2.2 Deal – On Behalf of Another Person

Authorised to apply for, acquire, vary, or dispose of on behalf of clients:

Basic deposit products
Derivatives
Foreign exchange contracts
Managed investment schemes (excluding IDPS)
Securities

Strategic Advantages

Broad AFSL authorisations covering advice and dealing
Permission to service both retail and wholesale clients
Suitable for brokerage, investment, and fintech business models
Faster and more cost-effective entry versus applying for a new AFSL
Flexible platform for expansion or authorisation upgrades

Transaction Details

Deal Structure: 100% Share transfer

Asking Price: Available upon request